Our Staff has compiled our research into a database of FINRA Broker Disclosures for Craig-Hallum Capital Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Joseph Stoss | 2471587 | 1 | 04/12/2002 | Customer Dispute | Settled | $975,000.00 | $0.00 | See FINRA Report |
| Christian David Schwab | 2415387 | 1 | 02/27/1995 | Customer Dispute | Settled | $17,350.00 | $0.00 | See FINRA Report |
| Kevin Patrick Harris | 724657 | 1 | 06/17/1992 | Customer Dispute | Award / Judgment | $0.00 | $23,000.00 | See FINRA Report |