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FINRA Broker Disclosures for Craig-Hallum Capital Group LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Craig-Hallum Capital Group LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Aaron Michael Spychalla4973629109/09/2017FinancialFinal$0.00$0.00See FINRA Report
William Bishop Bonello3050984108/20/2009Judgment / Lien$0.00$0.00See FINRA Report
Anthony Joseph Stoss2471587104/12/2002Customer DisputeSettled$975,000.00$0.00See FINRA Report
Christian David Schwab2415387102/27/1995Customer DisputeSettled$17,350.00$0.00See FINRA Report
Kevin Patrick Harris724657106/17/1992Customer DisputeAward / Judgment$0.00$23,000.00See FINRA Report

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