Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arque Capital, Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Clarence Berman | 1406413 | 1 | 06/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
K Apara Kohls | 2266677 | 1 | 12/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |