Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arque Capital, Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christy Joy Earhart | 3236699 | 1 | 09/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Scanlon | 1968597 | 10 | 09/08/2022 | Customer Dispute | Pending | $1,700,000.00 | $0.00 | See FINRA Report |
| Michael Cheng Ning | 1229733 | 1 | 09/08/2022 | Customer Dispute | Pending | $1,700,000.00 | $0.00 | See FINRA Report |
| Audrey Mari Kuwabara | 5007219 | 1 | 09/08/2022 | Customer Dispute | Pending | $1,700,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Scanlon | 1968597 | 10 | 09/06/2022 | Customer Dispute | Pending | $281,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Scanlon | 1968597 | 10 | 08/19/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Scanlon | 1968597 | 10 | 04/18/2022 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Timothy Joseph Scanlon | 1968597 | 10 | 03/05/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joseph Scanlon | 1968597 | 10 | 12/27/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Scanlon | 1968597 | 10 | 11/23/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |