Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wolverine Execution Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Eric Lichten | 3129985 | 1 | 01/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven David Lund | 2307065 | 1 | 07/31/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |