Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wolverine Execution Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Edward Stone | 2364680 | 4 | 02/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy William Steinmetz | 5162118 | 1 | 11/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Stone | 2364680 | 4 | 03/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Lynn Pocius | 7465428 | 1 | 07/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Stone | 2364680 | 4 | 08/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Jonathan Henschel | 3237017 | 1 | 02/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Stone | 2364680 | 4 | 03/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Lichten | 3129985 | 1 | 01/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven David Lund | 2307065 | 1 | 07/31/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ethan Gil Kahn | 2359556 | 1 | 12/20/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |