Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nhon Khanh Truong | 5534702 | 1 | 11/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kimberly Sue Tompkins | 5721140 | 1 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Tiffany Renee Haggard | 5709357 | 1 | 01/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Kenneth Mulyk | 4449275 | 1 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Walter Basile | 5392934 | 1 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Loomis | 6626705 | 4 | 09/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Perry D May | 4043557 | 1 | 07/13/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |