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FINRA Broker Disclosures for Country Capital Management Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Derek Strubel6337362105/19/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Frank P Di Stefano5516398102/18/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Derek John Peltier5894133305/24/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Breanna Craig5089893101/20/2010Employment Separation After Allegations$0.00$0.00See FINRA Report
Gwendolyn Ginell Shaw5089440102/03/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Kelly Nicole Clark4074730109/06/2005Employment Separation After Allegations$0.00$0.00See FINRA Report

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