Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Derek Strubel | 6337362 | 1 | 05/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Frank P Di Stefano | 5516398 | 1 | 02/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Derek John Peltier | 5894133 | 3 | 05/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Breanna Craig | 5089893 | 1 | 01/20/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gwendolyn Ginell Shaw | 5089440 | 1 | 02/03/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Kelly Nicole Clark | 4074730 | 1 | 09/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |