Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ocasio | 7320539 | 3 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Lynn Ahrens | 1562156 | 1 | 08/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |