Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ocasio | 7320539 | 3 | 11/29/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ocasio | 7320539 | 3 | 09/06/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geffrey Horace Lewis | 1060987 | 3 | 04/13/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geffrey Horace Lewis | 1060987 | 3 | 05/17/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |