Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mario Moretto | 2903736 | 1 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 03/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Vincent Longo | 3059691 | 2 | 03/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Frank Palumbo | 2165975 | 2 | 09/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 07/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Gardini | 1893107 | 2 | 01/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Gardini | 1893107 | 2 | 07/07/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Daniel Houghton | 1224746 | 3 | 08/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |