Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Broderick Prendergast | 2516891 | 18 | 11/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfred Maurice Shams | 419763 | 1 | 04/02/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |