Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Beattie | 4696733 | 2 | 01/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sanford Harris Prager | 2026615 | 1 | 01/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |