Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Kent Womack | 1858242 | 2 | 09/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Kent Womack | 1858242 | 2 | 08/08/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Beattie | 4696733 | 2 | 01/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Beattie | 4696733 | 2 | 12/20/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanford Harris Prager | 2026615 | 1 | 01/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |