Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodmen Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Wayne Hemphill | 5816015 | 1 | 06/28/2021 | Customer Dispute | Settled | $392,168.00 | $0.00 | See FINRA Report |
| Earl Whayne Davis | 4528078 | 2 | 03/26/2020 | Customer Dispute | Settled | $7,077.23 | $0.00 | See FINRA Report |
| Christopher Alan Sparkman | 6489645 | 1 | 02/08/2019 | Customer Dispute | Settled | $10,600.00 | $0.00 | See FINRA Report |
| Charles Edward Stringer | 4499137 | 1 | 02/18/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Leroy Ward | 4521396 | 1 | 10/26/2012 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Michael Alan Brown | 1193933 | 1 | 07/02/1999 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Lawrence D Hubbard | 4621017 | 1 | 02/23/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |