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FINRA Broker Disclosures for Woodmen Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodmen Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Irving Bass Hodges2028932103/24/2022Customer DisputeDenied$14,418.00$0.00See FINRA Report
Jerry Wayne Hemphill5816015106/28/2021Customer DisputeSettled$392,168.00$0.00See FINRA Report
Robert Malcom Cain5841084108/18/2020Customer DisputeClosed-No Action$7,476.02$0.00See FINRA Report
Earl Whayne Davis4528078203/26/2020Customer DisputeSettled$7,077.23$0.00See FINRA Report
Joseph Bryan Bendek6266939105/13/2019Customer DisputeFinal$286,000.00$0.00See FINRA Report
Ronald Desmond Ginn6410531104/11/2019Customer DisputeDenied$6,000.00$0.00See FINRA Report
Christopher Alan Sparkman6489645102/08/2019Customer DisputeSettled$10,600.00$0.00See FINRA Report
Earl Whayne Davis4528078201/10/2019Customer DisputeDenied$95,600.00$0.00See FINRA Report
Paul Edward Winters6139831108/03/2018Customer DisputeDenied$9,400.00$0.00See FINRA Report
Charles Edward Stringer4499137102/18/2015Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

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