Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Maria Swinney | 3029378 | 2 | 08/19/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Neil Browning | 2608532 | 1 | 04/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |