Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Franklin Brandt | 2323730 | 2 | 06/13/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Sean M Tyll | 6121305 | 2 | 08/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Tyll | 6121305 | 2 | 10/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Margaret Maria Swinney | 3029378 | 2 | 02/08/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Margaret Maria Swinney | 3029378 | 2 | 08/19/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Neil Browning | 2608532 | 1 | 04/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Franklin Brandt | 2323730 | 2 | 04/26/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |