Our Staff has compiled our research into a database of FINRA Broker Disclosures for Seaport Global Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Adam Thomas | 5098155 | 1 | 11/28/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Alan Zamore | 3044357 | 1 | 10/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Michael Lynch | 1515737 | 1 | 11/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bharminder Singh | 5428974 | 2 | 12/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy J Kjeldgaard | 5571366 | 1 | 04/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew D Rochat | 2058694 | 1 | 01/24/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Meyer | 1746788 | 1 | 08/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |