Our Staff has compiled our research into a database of FINRA Broker Disclosures for Seaport Global Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Phillip Stedman | 1350903 | 2 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Phillip Stedman | 1350903 | 2 | 12/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Zamore | 3044357 | 1 | 10/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joan Antwinette Nash | 3036554 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel A Cook | 6815215 | 1 | 05/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Lynch | 1515737 | 1 | 11/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bharminder Singh | 5428974 | 2 | 08/03/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bharminder Singh | 5428974 | 2 | 12/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Ann Bland | 5065025 | 1 | 06/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew D Rochat | 2058694 | 1 | 01/24/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |