Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rhonda Karen Holifield | 4548912 | 1 | 03/01/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Cheryl Benton Bott | 5356887 | 1 | 03/01/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| James Allen Werner | 2254147 | 1 | 01/30/2023 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Thomas William Brown | 5781471 | 1 | 01/30/2023 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| William Orlando Stone | 2647149 | 1 | 08/13/2010 | Customer Dispute | Settled | $898,610.00 | $0.00 | See FINRA Report |
| Steven Michael Gronceski | 2466208 | 2 | 04/12/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion Brooks Clark | 1093047 | 1 | 12/01/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Clifford Weldon Draughn | 1042780 | 2 | 07/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |