Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melynda Rodgers | 2972880 | 1 | 07/12/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rhonda Karen Holifield | 4548912 | 1 | 03/01/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Cheryl Benton Bott | 5356887 | 1 | 03/01/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| James Allen Werner | 2254147 | 1 | 01/30/2023 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Thomas William Brown | 5781471 | 1 | 01/30/2023 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Steven Michael Gronceski | 2466208 | 2 | 11/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Ann Martin | 6005711 | 2 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Ann Martin | 6005711 | 2 | 09/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Orlando Stone | 2647149 | 1 | 08/13/2010 | Customer Dispute | Settled | $898,610.00 | $0.00 | See FINRA Report |
| Steven Michael Gronceski | 2466208 | 2 | 04/12/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |