Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFM Fund Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Mitchell Fleming | 4260672 | 1 | 05/30/2008 | Customer Dispute | Closed-No Action | $1,600,000.00 | $0.00 | See FINRA Report |