Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFM Fund Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alessandra Coscia | 7821718 | 1 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Everett Montoya Belloso | 7014947 | 2 | 05/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Everett Montoya Belloso | 7014947 | 2 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annette L Gaston | 5501054 | 1 | 03/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Wright Conley | 2389154 | 1 | 09/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Fleming | 4260672 | 1 | 05/30/2008 | Customer Dispute | Closed-No Action | $1,600,000.00 | $0.00 | See FINRA Report |
| Lesley J Allison | 3251184 | 1 | 01/27/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valentine James Link | 1949169 | 1 | 12/21/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |