Our Staff has compiled our research into a database of FINRA Broker Disclosures for Katalyst Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Arthur Renaud | 1476612 | 7 | 05/24/2000 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Berman | 1389899 | 1 | 03/08/1999 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 01/06/1998 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 07/09/1991 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 05/21/1990 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 06/01/1988 | Customer Dispute | Settled | $18,490.20 | $0.00 | See FINRA Report |