Our Staff has compiled our research into a database of FINRA Broker Disclosures for Katalyst Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Thomas Abrams | 7285434 | 1 | 09/13/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Silverman | 4351669 | 4 | 10/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Silverman | 4351669 | 4 | 06/26/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Silverman | 4351669 | 4 | 07/17/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Silverman | 4351669 | 4 | 06/14/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Arthur Renaud | 1476612 | 7 | 05/24/2000 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Berman | 1389899 | 1 | 03/08/1999 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 01/06/1998 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 11/05/1997 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Stephen Arthur Renaud | 1476612 | 7 | 02/09/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |