Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adin Rodriguez | 4149530 | 9 | 07/28/2010 | Customer Dispute | Award / Judgment | $1,664,000.00 | $795,000.00 | See FINRA Report |
| Barbara Ann Mutsaers | 2339094 | 3 | 06/10/2003 | Customer Dispute | Award / Judgment | $85,000.00 | $6,000.00 | See FINRA Report |
| Barbara Ann Mutsaers | 2339094 | 3 | 01/21/1997 | Customer Dispute | Award / Judgment | $9,655.50 | $4,750.00 | See FINRA Report |