Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Carl Barson | 4874815 | 1 | 03/17/2023 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Christopher Patrick MacKenzie | 4164821 | 1 | 06/27/2022 | Customer Dispute | Settled | $499,000.00 | $0.00 | See FINRA Report |
| Gregory James Smith | 1731327 | 1 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 05/05/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 6 | 12/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 12/03/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 11/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 08/30/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 6 | 06/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 02/01/2018 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |