Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Randy Salaki | 4628239 | 1 | 10/19/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Jack Azar | 1392551 | 1 | 11/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Terry Lee Kerr | 2850722 | 1 | 08/15/2008 | Customer Dispute | Denied | $34,908.10 | $0.00 | See FINRA Report |
Arthur Young Cooper | 1850883 | 2 | 09/01/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Michael Thomas Haymond | 2028718 | 4 | 02/09/2000 | Customer Dispute | Denied | $10,171.90 | $0.00 | See FINRA Report |