Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Salaki | 4628239 | 1 | 10/19/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Black | 6963588 | 1 | 01/11/2023 | Customer Dispute | Settled | $57,096.90 | $0.00 | See FINRA Report |
| Dean Joseph Evans | 2144093 | 1 | 01/12/2021 | Customer Dispute | Settled | $264,000.00 | $0.00 | See FINRA Report |
| Martin Jackson Tadman | 5585795 | 1 | 08/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Azar | 1392551 | 1 | 11/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cindy X Chin | 4091612 | 1 | 08/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Young Cooper | 1850883 | 2 | 09/14/2010 | Customer Dispute | Settled | $367,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Haymond | 2028718 | 4 | 08/06/2010 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Haymond | 2028718 | 4 | 03/29/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Haymond | 2028718 | 4 | 01/25/2010 | Customer Dispute | Settled | $217,000.00 | $0.00 | See FINRA Report |