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FINRA Broker Disclosures for Natixis Securities Americas LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natixis Securities Americas LLC. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Kim5841856110/27/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael James Caruso5993928206/11/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael James Caruso5993928204/01/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Mark Alexander Prestia2720939102/07/1987CriminalFinal Disposition$0.00$0.00See FINRA Report

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