Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natixis Securities Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Edward Kosek | 5400587 | 1 | 06/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Kim | 5841856 | 1 | 10/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Caruso | 5993928 | 2 | 06/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Caruso | 5993928 | 2 | 04/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Alexander Prestia | 2720939 | 1 | 02/07/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |