Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Joseph Romeo | 1055149 | 1 | 04/12/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Eric William Bunker | 838539 | 3 | 05/01/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Eric William Bunker | 838539 | 3 | 10/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Eric William Bunker | 838539 | 3 | 11/01/1980 | Customer Dispute | Award / Judgment | $4,500.00 | $300.00 | See FINRA Report |