Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather J Gardner | 5882325 | 1 | 07/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Jude Scallan | 2226313 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Christopher Scallan | 7201414 | 1 | 01/27/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Joseph Romeo | 1055149 | 1 | 04/12/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lois Scout | 4423245 | 1 | 12/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric William Bunker | 838539 | 3 | 05/01/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric William Bunker | 838539 | 3 | 10/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric William Bunker | 838539 | 3 | 11/01/1980 | Customer Dispute | Award / Judgment | $4,500.00 | $300.00 | See FINRA Report |