Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwest Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Grubb | 4110305 | 4 | 04/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Grubb | 4110305 | 4 | 06/15/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Sean Michael Grubb | 4110305 | 4 | 05/07/2019 | Customer Dispute | Settled | $580,000.00 | $0.00 | See FINRA Report |