Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwest Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James H Terrells | 5121159 | 5 | 12/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James H Terrells | 5121159 | 5 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James H Terrells | 5121159 | 5 | 02/11/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James H Terrells | 5121159 | 5 | 12/27/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert James Thorson | 806446 | 2 | 01/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |