Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Hagin Gifford Richeson | 5380166 | 8 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Guido Treimanis | 1733935 | 8 | 05/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Guido Treimanis | 1733935 | 8 | 12/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Guido Treimanis | 1733935 | 8 | 11/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Guido Treimanis | 1733935 | 8 | 09/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Guido Treimanis | 1733935 | 8 | 11/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |