Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hagin Gifford Richeson | 5380166 | 8 | 07/08/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 05/15/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 03/19/2024 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hagin Gifford Richeson | 5380166 | 8 | 10/02/2023 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 05/02/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 03/10/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 12/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 10/27/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 10/13/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |