Our Staff has compiled our research into a database of FINRA Broker Disclosures for Franklin Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carter Collins | 7589123 | 1 | 08/23/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Pascucci | 7604300 | 1 | 11/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Sachenbacher | 6585633 | 1 | 11/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean F Swager | 5625941 | 1 | 12/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Sherman Jones | 5073293 | 2 | 05/17/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allen Mitchell | 4463759 | 1 | 08/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Matthew Murphy | 4074002 | 1 | 10/29/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan J Zak | 4397589 | 1 | 05/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis MacEan Carr | 4399431 | 1 | 12/24/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Darryl Mahoney | 2125873 | 1 | 05/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |