Our Staff has compiled our research into a database of FINRA Broker Disclosures for Franklin Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colleen E Tycz | 4892802 | 1 | 02/24/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joshua Duane Rienks | 4338945 | 10 | 01/13/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Duane Rienks | 4338945 | 10 | 09/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Duane Rienks | 4338945 | 10 | 06/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Duane Rienks | 4338945 | 10 | 03/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Duane Rienks | 4338945 | 10 | 08/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Duane Rienks | 4338945 | 10 | 08/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Allison Blair Davi | 4970659 | 1 | 06/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Henry Ruggiero | 5061293 | 1 | 04/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Duane Rienks | 4338945 | 10 | 11/04/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |