Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Malick M Ndoye | 7592675 | 1 | 02/21/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cecil Rockhill | 6641079 | 2 | 03/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Holden K Rieping | 7449164 | 1 | 07/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lemium Johnson | 6251026 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darius J Brown | 7441733 | 2 | 04/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darius J Brown | 7441733 | 2 | 06/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arryn Elizabeth Kempner | 6398988 | 2 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Adam Bardel | 6815099 | 5 | 01/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Adam Bardel | 6815099 | 5 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Adam Bardel | 6815099 | 5 | 01/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |