Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Adam J Snyder | 7535918 | 3 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Adam J Snyder | 7535918 | 3 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Adam J Snyder | 7535918 | 3 | 06/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mark Alex Scarborough | 4811376 | 1 | 11/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregory Dean Stewart | 1100383 | 1 | 09/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alan Michael Swan | 6081417 | 1 | 04/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jason Lee Bandel | 5235131 | 1 | 04/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonas Alan Merk | 2897159 | 5 | 05/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonas Alan Merk | 2897159 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonas Alan Merk | 2897159 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |