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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lee Anthony Siler1832058705/09/2006Customer DisputeSettled$95,000.00$0.00See FINRA Report
Lee Anthony Siler1832058706/11/2001Customer DisputeAward / Judgment$225,000.00$50,000.00See FINRA Report
Lee Anthony Siler1832058702/10/2001Customer DisputeSettled$180,000.00$0.00See FINRA Report
Lee Anthony Siler1832058712/27/2000Customer DisputeAward / Judgment$300,000.00$125,000.00See FINRA Report

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