Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Anthony Siler | 1832058 | 7 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lee Anthony Siler | 1832058 | 7 | 05/09/2006 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Lee Anthony Siler | 1832058 | 7 | 03/08/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Anthony Siler | 1832058 | 7 | 06/11/2001 | Customer Dispute | Award / Judgment | $225,000.00 | $50,000.00 | See FINRA Report |
| Lee Anthony Siler | 1832058 | 7 | 02/10/2001 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Lee Anthony Siler | 1832058 | 7 | 12/27/2000 | Customer Dispute | Award / Judgment | $300,000.00 | $125,000.00 | See FINRA Report |
| Lee Anthony Siler | 1832058 | 7 | 06/25/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |