Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald G Smith | 6038062 | 2 | 02/22/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Devin Patel | 6632487 | 1 | 09/01/2023 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |