Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald G Smith | 6038062 | 2 | 01/21/2021 | Customer Dispute | Closed-No Action | $42,035.00 | $0.00 | See FINRA Report |
| Travis Adonis Allen | 4730147 | 1 | 08/11/2011 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Emily Rover Grace | 4403327 | 1 | 04/05/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| M. Joseph Robinson | 1596082 | 3 | 02/19/2010 | Customer Dispute | Closed-No Action | $357,154.00 | $0.00 | See FINRA Report |
| Alan Jay Eisenman | 2796820 | 1 | 02/02/2010 | Customer Dispute | Closed-No Action | $599,606.00 | $0.00 | See FINRA Report |
| Gregory David Miller | 2802347 | 1 | 11/17/2009 | Customer Dispute | Closed-No Action | $290,014.00 | $0.00 | See FINRA Report |
| Robert Anthony Westropp | 814048 | 1 | 03/24/2008 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |