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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Larry Richard Law1273118404/14/2023Customer DisputeAward / Judgment$0.00$1,301,030.00See FINRA Report
Larry Richard Law1273118403/20/2023Customer DisputeSettled$400,000.00$0.00See FINRA Report
John Fielding Crigler1014977105/19/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Curtis Jerome Sathre2459115303/29/2010Customer DisputeClosed-No Action$150,000.00$0.00See FINRA Report
Curtis Jerome Sathre2459115301/05/2010Customer DisputeSettled$25,000.00$0.00See FINRA Report
Curtis Jerome Sathre2459115310/13/2009Customer DisputeSettled$2,778,260.00$0.00See FINRA Report

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