Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Richard Law | 1273118 | 4 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Richard Law | 1273118 | 4 | 04/14/2023 | Customer Dispute | Award / Judgment | $0.00 | $1,301,030.00 | See FINRA Report |
| Larry Richard Law | 1273118 | 4 | 03/20/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John Fielding Crigler | 1014977 | 1 | 05/19/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Curtis Jerome Sathre | 2459115 | 3 | 03/29/2010 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Curtis Jerome Sathre | 2459115 | 3 | 01/05/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Curtis Jerome Sathre | 2459115 | 3 | 10/13/2009 | Customer Dispute | Settled | $2,778,260.00 | $0.00 | See FINRA Report |
| Larry Richard Law | 1273118 | 4 | 08/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |