Our Staff has compiled our research into a database of FINRA Broker Disclosures for Willow Cove Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Joseph Rock | 2779692 | 1 | 07/09/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Raymond Frager | 1230622 | 11 | 08/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |