Our Staff has compiled our research into a database of FINRA Broker Disclosures for Willow Cove Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aarone Lee Tirpak | 3082449 | 1 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael William Losse | 1907236 | 3 | 05/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lynne Marie Rach | 1723996 | 4 | 12/26/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael William Losse | 1907236 | 3 | 10/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 9 | 12/21/2001 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 9 | 04/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 9 | 05/01/2000 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Michael William Losse | 1907236 | 3 | 06/18/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 9 | 05/20/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lynne Marie Rach | 1723996 | 4 | 02/08/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |