Our Staff has compiled our research into a database of FINRA Broker Disclosures for Willow Cove Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Raymond Frager | 1230622 | 11 | 01/08/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 11/04/2022 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Rock | 2779692 | 1 | 07/09/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aarone Lee Tirpak | 3082449 | 1 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Riva | 2157887 | 1 | 01/26/2017 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Lynne Marie Rach | 1723996 | 4 | 12/26/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael William Losse | 1907236 | 2 | 10/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 12/21/2001 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 04/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 05/01/2000 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |